Compliance Manager - Licensing and Examinations
Company Overview
Intuit is the global financial technology platform that powers prosperity for the people and communities we serve. With approximately 100 million customers worldwide using products such as TurboTax, Credit Karma, QuickBooks, and Mailchimp, we believe that everyone should have the opportunity to prosper. We never stop working to find new, innovative ways to make that possible.
Job Overview
Intuit is expanding its global footprint, and regulatory excellence is at the heart of that growth. We are looking for an experienced and forward-thinking Compliance Manager, International Licensing & Exam Management to join our Fintech Offerings Compliance team.
In this role, you will own the licensing, reporting, and examination program for several of Intuit’s international subsidiaries. Your expertise will help drive compliant expansion into new markets, strengthen regulatory trust, and support innovative products that delight millions of customers around the world.
You will be a key partner in ensuring Intuit’s international entities maintain the licensing, approval, and governance rigour required by regulators such as the FCA, Central Bank of Ireland, Bank of Canada, and others. This is a high-visibility role with significant opportunities to collaborate across Compliance, Legal, Product, Finance, and other business teams while shaping operational best practices.
You’ll bring strong judgment, exceptional organisational skills, and the ability to build productive relationships with regulators, internal teams, and business partners.
If you are energised by navigating complex regulatory landscapes, influencing outcomes, and helping bring transformative financial solutions to global markets, we’d love to meet you.
At Intuit, we believe diversity, equity, and inclusion make us better - as individuals and as a company. We’re committed to supporting your well-being, growth, and success through:
- A culture rooted in innovation, trust, and customer obsession.
- A collaborative environment where your expertise will directly shape global expansion.
- Opportunities to deepen your regulatory expertise across multiple international jurisdictions.
- Flexibility, balance, and a people-first approach to work.
If you’re passionate about enabling global growth through regulatory excellence and want to influence how a world-class company expands responsibly, we invite you to apply and help shape the future of Intuit’s international strategy.
Responsibilities
Licensing & Regulatory Filings
- Prepare, submit, and maintain licensing applications, renewals, amendments, and required regulatory filings across multiple international jurisdictions.
- Coordinate with internal partners to collect documentation needed for renewals, reports, examinations, or third-party requests.
- Manage entity-level filings, including DBAs, director/officer updates, attestations, and related governance requirements.
- Serve as a point of contact with regulators, responding to inquiries with professionalism and clarity.
- Track regulatory changes impacting licensed activities and communicate implications across the organisation.
- Maintain accurate documentation and ensure timely submission of fees and filings.
Regulatory Examination Management
- Lead end-to-end management of regulatory examinations related to international licensing activities.
- Craft clear, well-supported responses to regulator requests and coordinate timely document collection from internal stakeholders.
- Review materials for accuracy, formatting, and consistency before submitting to regulators.
- Organise and maintain examination trackers, schedules, and documentation repositories.
- Collaborate cross-functionally to address exam findings and drive meaningful, sustainable improvements.
- Champion a culture where Compliance is leveraged as a strategic advantage to enable growth and customer trust.
Qualifications
- 5+ years of professional experience, including 3–5 years in licensing, compliance, or an in-house legal function.
- Strong experience leading regulatory examinations or directly interacting with regulators.
- Proven ability to manage complex projects, organise documentation, and meet deadlines.
- Exceptional communication, writing, and interpersonal skills.
- Demonstrated success collaborating across cross-functional teams.
- High attention to detail, sound judgment, and ability to work independently.
- Bachelor’s Degree or equivalent professional experience.
- Experience with international licensing regimes such as EMI, RPAA, Credit Brokering, AISP and/or PISP.
- Direct experience engaging with regulatory authorities such as the Financial Conduct Authority (FCA), Central Bank of Ireland (CBI), and Bank of Canada, particularly regarding licensing and Director/Officer approvals (PCF or SMF).
- Experience managing licensing for company-level entities.
- Background supporting high-growth, fast-paced environments.
Intuit provides a competitive compensation package with a strong pay for performance rewards approach. This position will be eligible for a cash bonus, equity rewards and benefits, in accordance with our applicable plans and programs (see more about our compensation and benefits at Intuit®: Careers | Benefits). Pay offered is based on factors such as job-related knowledge, skills, experience, and work location. To drive ongoing fair pay for employees, Intuit conducts regular comparisons across categories of ethnicity and gender.
Related Content
-
-
GED is a weeklong code-a-thon that brings together Intuit technologists from all over the world to innovate and collaborate on projects they’re passionate about.
-
Intuit has built foundational capabilities for collecting, processing and transforming raw data into a connected mesh of high quality data. Those capabilities are enabling our technologists to build personalized experiences, with speed and at scale, to deliver on our mission to power prosperity around the world
-
Article
Our approach to hybrid work
Intuit embraces a hybrid way of working that brings the best of in-person collaboration and connections together with the flexibility of virtual work.
-
For Intuit, turning data into actionable insights is pivotal to our success in delivering awesome experiences to 100 million customers That’s why we’ve developed an internal generative AI powered tool called Query Kickstart to improve speed to insight by accelerating SQL query authoring for our data workers.
-
Intuit is using generative AI to power our internal developer platforms to enable our software engineers and data workers to be more effective and efficient.
-
4 Ways Intuit helped me start a successful tax career
-
Blog
Improving Tax Skills
I was ready to up my tax game, that's why I joined Intuit
-
Blog
Career Path
Accelerate Your Career Path Inside Intuit
-
Video
Offices of the future
We're building the workforce and workplace of the future by investing in our sites around the world. This video shows how our office designs and features spark innovation for our global teams.
-
-
-
Building a true platform culture to solve customer problems
-
Blog
Using AI Together
11 Things we've learned about using AI together
-
AI skills to boost your tech career
-
Blog
Intuit Survey
US high school students want financial education at school
-
Blog
Velocity Hacks
Velocity Hacks to work harder not smarter
-
How Intuit helps tax and bookkeeping pros do their best work
-
Blog
Tax Experiences
The Role of AI in Delivering Personalized Tax Experiences
-
Blog
Career Tips
Navigating your career path, tips for engineers
-
Blog
Hybrid Work
How Intuit's hybrid work model is evolving
-
From intern to director; coding is a key aspect of Intuit.
-
Blog
Future of Fintech
How Intuit is shaping the future of fintech
-
Intuit's new tools to improve business finances
-
Roughly 7,500 participants worked together at Intuit’s biannual week-long event to turn ideas into innovative solutions for approximately 100 million consumer and business customers.
-
Blog
Thomas Ranese as CMO
Intuit Appoints Thomas Ranese as CMO
-
Blog
Meet James Harris
From an Atlanta Barbershop to Intuit’s Strategic Accounts
-
Petagae Butcher on paving a career in tech
-
Israel's top 10 best high tech companies for parents
-
Toronto's inclusive workplace design inspired by indigenous ties
-
-
-
Blog
Internal Mobility
Internal Mobility Can Enhance Skill Development
-
-
At Intuit, you can build AI-powered solutions while shaping a career path that creates unparalleled impact
-
Article
Benefits
We support our employees by offering benefits you need to stay healthy, achieve financial security, and enjoy peace of mind for you and your family.
-
Blog
Intuit introduces Intuit Enterprise Suite to help businesses grow, streamline operations, and scale
We're further expanding mid-market offerings with an all-in-one solution that serves larger and more complex businesses and fuels their growth.
-
To drive continuous AI innovation, businesses should consider three key strategies: rigorous technical reviews, cross-functional AI integration, and structured conflict resolution.
-
Intuit is focused on fostering innovation by encouraging an entrepreneurial mindset among its technologists, allowing them to build and make mistakes, and highlighting the increasing expectations for new graduates entering the tech industry.
-
Intuit's Chief Data Officer, Ashok Srivastava, discusses the company's strategic use of AI and data science to improve financial products, emphasizing employee education and ethical AI practices.
-
Revolutionizing Knowledge Discovery with GenAI to Transform Document Management
-
Building extensible capabilities to elevate developer experience and seamlessly adapt to customers' changing needs have been critical transformations in Intuit's platform journey.
-
ntuit uses AI to empower small business success with personalized data insights and tools that drive growth, emphasizing data privacy and responsible AI to build trust.
-
Uttam Ramamurthy, principal software engineer and one of the first builder catalyst hires at Intuit India, speaks about his interview experience including various assessments—that gives candidates a competitive edge.
-
-
Video
Intuit Academy
Start your career as a remote tax preparer or bookkeeper through our Intuit Academy program. The program consists of self-paced online courses, followed by an exam. Upon passing the exam, you will receive a badge that you can easily display to advance your career in the industry.
-
The tax code is complicated. The good news is that Intuit tax experts help people confidently tackle tax time.
-
Intuit's, GED Spring 2025, week-long code-a-thon expanded on AI-related projects to push the boundaries of what can be done for customers.
-
Excitement and skepticism will mark the year ahead, as AI-powered experiences proliferate and customers ultimately decide what’s best for them.
-
Considering a career as a data scientist? Explore essential data science skills to enhance your career prospects with Intuit as your guide.
-
Thinking of becoming a front-end, back-end, or full-stack developer? Learn how the roles and their responsibilities compare with Intuit as your guide.
-
This guide covers 10 in-demand software engineer skills, technical and otherwise. We’ll also go into how to build those skills and how to prove yourself to prospective employers.
-
Applying to software engineering jobs? Learn how to write a cover letter for software engineers that stands out with helpful tips from Intuit.
-
AI is changing the way that data analysis is done. Explore AI's role in data analysis and enhance your decision-making process with Intuit.
-
AI is transforming fintech beyond traditional automation with intelligent systems for personalized experiences, real-time fraud detection, and efficiency.
-
At Intuit, our software engineers and data engineers both uniquely apply their skillset to help power our worldwide mission of powering prosperity around the world.
-
Discover the dynamic software engineering roles at Intuit, where you'll work on cutting-edge fintech solutions, harness the power of AI and machine learning, and contribute to the company's mission of powering financial prosperity for small and medium-sized businesses.
-
Explore how Intuit is leading the way in AI-powered financial technology, empowering its technologists to innovate, the impact of AI on workflows, and tips for staying consistent in your AI learning journey.
-
Discover Intuit's hybrid work model and the benefits it offers for fostering belonging, collaboration, and productivity.
-
Discover what it took as Alex Zhou became a data Scientist at Intuit, including essential skillsets, and examples of high-impact projects.
Jobs For You
You haven't viewed any jobs yet. Start exploring now to find the perfect opportunity for you!
View all of our available opportunitiesYou haven't saved any jobs yet. Start exploring now to find the perfect opportunity for you!
View all of our available opportunitiesSign Up for Job Alerts
Be the first to find out about open jobs that fit what you're looking for.